Assistant Manager-KYC-Finance

Mumbai, Financial Markets

Financial Markets: Manager - KYC


For financial organizations across the world, eClerx Markets, offers consulting, technological innovation, and process management expertise to uniquely solve operational challenges. With nearly two decades of industry experience complemented by the application of smart automation and robotics, our team of experts deliver holistic solutions across the trade life cycle, change management, data analytics, compliance, cash securities operations, document digitization and generation, and outreach.



  • Collect and review of AML documents in accordance with the current KYC policies
  • Create and build a KYC Due Diligence profile for each new client assigned
  • Update request progress within internal account database on a daily basis
  • Notify compliance if documentation or identification appears to be fraudulent or suspicious
  • Understanding of Enhanced-Due Diligence and High Risk triggers
  • Maintain continuous communication with any stakeholder that the completion of the KYC is reliant on
  • Ensure the day to day production is completed within the agreed Service Level Agreement (SLA)
  • Monitor the progress of the workflow
  • Ensure follow up of critical issues and escalate accordingly
  • Ensure the due diligence KYC process is consistent globally but adapted to local rules
  • Contribute to the implementation and controls for daily processes and assist with the update of procedures
  • Assist with ad-hoc requests
  • Liaise regularly with numerous stakeholders including but not limited to; external clients, middle office, back office, IT, Compliance and business officers


Required Expertise:

  • Knowledge of the due diligence and local money laundering requirements
  • Demonstrate awareness of the USA patriotic Act, the JMLSG UK Guidance notes for the prevention of money laundering and the 3rd European Money Laundering Directive.
  • Understand the principles of Global Markets and Corporate/Investment Banking; also be familiar with the respective products
  • Aware of various client types i.e. hedge funds, asset managers, pension funds, private and public companies, holding companies, trust’s etc.
  • Excellent verbal, presentation and written communication skills
  • Ability to think globally / see the overall picture
  • Strong appetite for organization
  • Ability to multi-task




 Eligibility Requirements:

  • At least 3 to 8 years of experience within KYC/AML/Client Onboarding
  • Bachelor degree in Business Administration or related studies
  • CAMS certification desirable



Benefits: We believe that talented people make a great organization. Working at eClerx, you will benefit from the following:

  • Access to technical and management training courses
  • Learn directly from industry SMEs (Subject Matter Experts) and team mentorship
  • Learn and utilize  best practices acquired across diverse clients, industries and domains


Country: India 

State / Province:  MAHARASTRA

City / Township: Pune

Employment Type: Full-Time


Is this role a commissionable/sales incentive based position? No


About eClerx:
eClerx provides critical business operations services to over fifty global Fortune 500 clients, including some of the world’s leading companies across financial services, cable &  telecom, retail, fashion, media & entertainment, manufacturing, travel & leisure, software and high-tech.  Incorporated in 2000, eClerx is one of India’s leading process management and data analytics companies and is today traded on both the Bombay and National Stock Exchanges of India. eClerx employs 9,000 people across its global sites in the US, UK, India, Italy, Germany, Singapore, Thailand.

Our Service verticals are Customer Operations, Digital & Financial Markets